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Risk and compliance

Note: AMP Capital is a majority owned subsidiary of AMP Limited. For further information on corporate governance which applies to the parent company - AMP Limited, please visit

Risk management statements

Below are the risk management statements across our product range. If you are unsure about which risk management statement applies to your investment, please contact our client services team.

Derivatives Risk Statement - 15 March 2017 (PDF - 206Kb)
Policies in place for the use and control of derivatives and compliance procedures

Derivatives Risk Statement Part B Audit Opinion - 15 March 2017 (PDF - 35Kb)
Part B - Ernst & Young’s independent Audit Report of the Derivatives Risk Statement

Investment Manager's Certificate - 15 March 2017 (PDF - 163Kb)


AMP Group policies

AMP Group's corporate policies that applies to the management of the AMP Limited and all its underlying business units can be found in the 'About AMP' section of This includes:

AMP Capital Holdings Limited policies


As part of AMP's corporate governance practices and drive to maintain an open and honest culture, a 'whistleblowing' policy has been developed that encourages employees, contractors, officers, agents and Authorised Representatives to raise concerns on unacceptable and unethical conduct by establishing an objective, independent and confidential process for reporting and investigating actual, suspected or anticipated improprieties. Employees are encouraged in the first instance to raise matters of Reportable Conduct with their Team Leader, Manager, Human Resources or with Group Risk Management.
If you have a concern or complaint about a product or service, please contact your Authorised Representative or contact us directly. Our Customer Service Officers are available to answer your enquiries and complaints. Please refer to AMP Capital’s Financial Services Guide (FSG), which explains our internal and external complaints handling procedures should you need them.